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Henry Enno

39 Years of Experience
Springfield, IL
Broker

Henry Enno is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Springfield, IL, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

3201 W White Oaks Drive, Suite 102, Springfield, IL, 62704

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Henry is a trustee, along with his brother, managing a small family farm within the Henry and Thomas Enno ttee Dolores Enno Trust since 2016. This activity requires a few hours per week and is investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
November 2017 - Present · 8 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Morgan Stanley
June 2009 - November 2017 · 8 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2017 · 8 yrs 5 mos
Citigroup Global Markets INC.Broker
June 2008 - June 2009 · 1 yr
Citigroup Global Markets INC.
June 2008 - June 2009 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1998 - June 2008 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1986 - June 2008 · 21 yrs 10 mos
State Registrations20 states
ALARAZCOFLIAILINMAMDMNMONCNHNYOHSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.