JA
JA
Jorge Aroche
22 Years of Experience
Coral Gables, FL
2 Disclosures
Jorge Aroche is a registered investment advisor at Globalinvest Financial Services, INC., based in Coral Gables, FL, with 22 years of industry experience. Jorge operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 45 clients with $18M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$18.4M
Loading...
Location
2525 Ponce De Leon Blvd., Suite 300, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002Settled
Customer Dispute
September 2000Settled
Other Business Activities
Jorge owns residential rental property since 2002. He spends minimal time on this activity, and it is not investment-related.
Employment History
Current Registrations
Globalinvest Financial Services, INC.
February 2011 - Present · 15 yrs 3 mos
Previous Registrations
Wachovia Securities, LLC
February 2002 - February 2009 · 7 yrs
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.