Kim Wisniewski is a registered investment advisor, based in Brookfield, WI, with 31 years of industry experience.
Location
675 N Barker Rd, Suite 310, Brookfield, WI, 53045
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kim is associated with LA BRI Group, Inc. Kim also works as a general cleaner at Wisconsin Athletic Club, a health club, spending a few hours per week, all during trading hours.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
October 2009 - July 2012 · 2 yrs 9 mos
First Allied Securities, INC.Broker
January 2008 - September 2022 · 14 yrs 8 mos
Wachovia Securities, LLC
December 2007 - January 2008 · 1 mo
Wachovia Securities, LLCBroker
November 1999 - January 2008 · 8 yrs 2 mos
Everen Securities, INC.Broker
June 1992 - June 1997 · 5 yrs
State Registrations1 state
WI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.