Pierre Ngo
Pierre Ngo is a CFP-designated registered investment advisor at Capital Synergy Partners, based in Irvine, CA, with 39 years of industry experience. Pierre operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 1.75% |
Fees may be negotiable. CSP also offers a Third Party Money Manager Program where CSP's fee will not exceed 1.5% of the value of assets held in the account.
Fee Estimator
Location
5 Hubble, Irvine, CA, 92618
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2012Other Business ActivitiesSells Insurance
Pierre is the President/Owner/SEC Registered Investment Advisor at Advanced Financial Strategies, Inc./DBA Advanced Financial Strategies & Insurance Services, spending nearly full-time on wealth planning and management. He also has a 33% ownership stake in Aspen Advisory Group (no business activities) and Hubble, LLC (real estate), dedicating minimal time to the latter.
Employment History
Current Registrations
Capital Synergy PartnersBroker
Advanced Financial Strategies INC
Previous Registrations
Regency Securities, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Spectrum Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Mutual Benefit Financial Service CompanyBroker
First American National Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.