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CFP

Pierre Ngo

Capital Synergy Partners
40 Years of Experience
Irvine, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Pierre Ngo is a CFP-designated registered investment advisor at Capital Synergy Partners, based in Irvine, CA, with 40 years of industry experience. Pierre is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $100M in assets under management.

Capital Synergy Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
331 clients
Average Client Portfolio
$309K average
Assets Under Management
$102.3M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1M+1.75%

Fees are negotiable at the discretion of Capital Synergy Partners. Third-party money manager program fees will not exceed 1.5%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5 Hubble, Irvine, CA, 92618

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Pierre is the President/Owner/SEC Registered Investment Advisor at Advanced Financial Strategies, Inc./DBA Advanced Financial Strategies & Insurance Services, spending nearly full-time on wealth planning and management. He also has a 33% ownership stake in Aspen Advisory Group (no business activities) and Hubble, LLC (real estate), dedicating minimal time to the latter.

Employment History
Current Registrations
Capital Synergy PartnersBroker
October 2010 - Present · 16 yrs
Advanced Financial Strategies INC
August 2000 - Present · 26 yrs 2 mos
Previous Registrations
Regency Securities, INC.Broker
September 1998 - December 2010 · 12 yrs 3 mos
Hornor, Townsend & Kent, INC.Broker
August 1998 - September 1998 · 1 mo
Spectrum Securities, INC.Broker
May 1995 - August 1998 · 3 yrs 3 mos
Royal Alliance Associates, INC.Broker
October 1991 - May 1995 · 3 yrs 7 mos
Mutual Benefit Financial Service CompanyBroker
October 1986 - October 1991 · 5 yrs
First American National Securities, INC.Broker
August 1986 - October 1986 · 2 mos
State Registrations8 states
AZCAFLGAMDPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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