Martin Hardy
Martin Hardy is a registered investment advisor at Guardian Wealth Advisors, LLC, based in Raleigh, NC, with 39 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,683 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWA's investment advisory fees are individually negotiated with each client. The typical range is between 0.30% and 1.5% of the account value, depending on the size of the account, services provided, and other factors. Some accounts may be subject to a minimum annual fee. If GWA uses outside managers or platforms, those fees are added to GWA's fees. Fees can be paid monthly or quarterly, in advance or arrears.
Location
4270 the Circle at North Hills Street, Suite 200, Raleigh, NC, 27609
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Martin is affiliated with Guardian Wealth Advisors as a Registered Investment Advisor, spending about a third of his time there. He also provides disability income insurance, LTC sales, and fixed life sales, dedicating about 10-20% of his time, and works as an agent selling life insurance for Penn Mutual Life Insurance, spending about 10-20% of his time.
Employment History
Current Registrations
Guardian Wealth Advisors, LLC
Private Client Services, LLCBroker
Previous Registrations
Hornor, Townsend & Kent, LLCBroker
Hornor, Townsend & Kent, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
Lowry Financial Services CorporationBroker
State Registrations22 states
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