TS
CFP
TS
CFP

Thomas Joseph Scalici

39 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
327 advisors
Number of Clients
3,621 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$10K
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Location

74 West Broad Street, Suite 340, Bethlehem, PA, 18018

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a registered representative with M Holdings Securities and holds leadership positions at Cornerstone Institutional Investors, LLC and Cornerstone Advisors Asset Management, LLC. He also serves on various boards and committees, including the Catholic Foundation of Eastern Pennsylvania and the Allentown Art Museum, and is involved in ATM Opportunities Fund, LLC and Educational Opportunities, LLC.

Employment History
Current Registrations
M Holdings Securities, INC.Broker
January 2011 - Present · 15 yrs 1 mo
Cornerstone Advisors Asset Management, LLC
February 2006 - Present · 20 yrs
Previous Registrations
Cornerstone Institutional Investors, LLC
July 2004 - December 2017 · 13 yrs 5 mos
Ycs Asset Management, INC.
January 1999 - March 2006 · 7 yrs 2 mos
Cornerstone Institutional Investors, INC.Broker
July 1998 - February 2011 · 12 yrs 7 mos
Cornerstone Financial Consultants LTD
August 1996 - April 2010 · 13 yrs 8 mos
Mutual Service CorporationBroker
March 1996 - July 1998 · 2 yrs 4 mos
Investment Management & Research, INCBroker
October 1989 - March 1996 · 6 yrs 5 mos
Integrated Resources Equity CorporationBroker
February 1989 - November 1989 · 9 mos
Capital Analysts, IncorporatedBroker
August 1986 - February 1989 · 2 yrs 6 mos
State Registrations17 states
DEFLILMAMDMEMSNCNHNJNYOHORPATNTXWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.