Thomas Scalici is a CFP-designated registered investment advisor at M Holdings Securities, INC., based in Bethlehem, PA, with 40 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $10.0M | 1.10% |
| $10M+ | 1.05% |
Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.
Fee Estimator
Location
74 West Broad Street, Suite 340, Bethlehem, PA, 18018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a registered representative with M Holdings Securities and holds leadership positions at Cornerstone Institutional Investors, LLC and Cornerstone Advisors Asset Management, LLC. He also serves on various boards and committees, including the Catholic Foundation of Eastern Pennsylvania and the Allentown Art Museum, and is involved in ATM Opportunities Fund, LLC and Educational Opportunities, LLC.
Employment History
Current Registrations
M Holdings Securities, INC.Broker
Cornerstone Advisors Asset Management, LLC
Previous Registrations
Cornerstone Institutional Investors, LLC
Ycs Asset Management, INC.
Cornerstone Institutional Investors, INC.Broker
Cornerstone Financial Consultants LTD
Mutual Service CorporationBroker
Investment Management & Research, INCBroker
Integrated Resources Equity CorporationBroker
Capital Analysts, IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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