Brian Koch is a CFA-designated registered investment advisor at RBC Capital Markets, LLC, based in Sioux Falls, SD, with 19 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
6300 S. Old Village Place, Suite 201, Sioux Falls, SD, 57108-2102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian serves on the board of directors for four non-profit organizations: Vine Faith in Actions, Mankato Area Foundation, Southern Minnesota Independent Living Enterprise, and Arizona Senior Lutheran Ministries. He dedicates minimal time to each of these roles.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Wells Fargo Investments, LLCBroker
Ids Marketing CorporationBroker
State Registrations42 states
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