Terry Lee
Terry Lee is a registered investment advisor at RBC Capital Markets, LLC, based in Frisco, TX, with 39 years of industry experience. Terry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1 Cowboys Way, Suite 450, Frisco, TX, 75034
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2014Customer Dispute
February 2005Customer Dispute
March 2004Customer Dispute
April 2002Other Business Activities
Terry serves on the Board of Directors for Merrell Road Cemetery since 2013, attending biannual meetings. This requires minimal time and is not investment-related.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Lehman Brothers INC.Broker
Rauscher Pierce Refsnes, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Southmark Financial Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.