JB
JB

John Baratta

35 Years of Experience
Paramus, NJ
Broker

John Baratta is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a board of trustees member at The Hasbrouck Heights Free Public Library. He dedicates minimal time to this activity after business hours.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 6 mos
Morgan StanleyBroker
March 2014 - Present · 12 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2006 - March 2014 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - March 2014 · 8 yrs 2 mos
J Giordano Securities GroupBroker
May 2004 - December 2005 · 1 yr 7 mos
Tejas Securities Group, INC.Broker
January 2003 - July 2003 · 6 mos
Ndb Capital Markets, LPBroker
June 1989 - June 2002 · 13 yrs
State Registrations30 states
AKARAZCACOCTDCDEFLGAILINMAMDMIMNMONCNHNJNVNYORPASCTNTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Baratta - Financial Advisor | TrueAdvisor