Pankaj Udeshi
Pankaj Udeshi is a registered investment advisor at LPL Financial LLC, based in Irving, TX, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Irving, TX
Get directionsHistory
Regulatory History (4)
Regulatory
August 2012Customer Dispute
September 2008Employment Separation After Allegations
October 2002Regulatory
January 1998Other Business ActivitiesSells Insurance
Pankaj operates under the DBAs Gladstone Wealth Partners and Wealthtech Advisors for his LPL business. He also engages in non-variable insurance activities, dedicating a few hours per week to this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Cambridge Legacy Securities L.L.C.Broker
Andrew Garrett INC.Broker
Chicago Investment Group, LLCBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Dominion Capital CorporationBroker
Mony Securities CORP.Broker
Fidelity Equity Services CorporationBroker
Ameritas Investment CORP.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.