Robert Mitchell
Robert Mitchell is a registered investment advisor at Raymond James & Associates, INC., based in Frisco, TX, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
6303 Cowboys Way, Suite 425, Frisco, TX, 75034
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Regulatory History (5)
Employment Separation After Allegations
February 2021Customer Dispute
February 2020Customer Dispute
May 2018Customer Dispute
March 2015Customer Dispute
April 2004Other Business Activities
Robert serves on the advisory board of directors for Great Taste of Texas, an organic farming company, and is a committee member for St. Andrew Methodist Church Endowment Fund, reviewing investments. Both activities require minimal time and are not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Mcdonald & Company Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.