SG
SG

Stephen Gurley

39 Years of Experience
Carlsbad, CA
Broker

Stephen Gurley is a registered investment advisor at Morgan Stanley, based in Carlsbad, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5796 Armada Drive, Suite 200, Carlsbad, CA, 92008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Stephen owns and manages two rental properties, one in Carlsbad, California since December 2021, and another in Dublin, California since June 2024. He spends minimal time on these activities.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1986 - June 2009 · 22 yrs 11 mos
State Registrations25 states
AZCACOFLGAHIIDILLAMDMIMNMONCNJNVNYOHORPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Gurley - Financial Advisor | TrueAdvisor