LE
CFP
LE
CFP
Larry Ellis
33 Years of Experience
St. Petersburg, FL
1 DisclosureBroker
Larry Ellis is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
200 Central Avenue, 24th Floor, St. Petersburg, FL, 33701
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2003Denied
Other Business Activities
Larry inherited two LLCs related to real estate in 2014 and spends minimal time on them. Larry also owns a jewelry business since 2008, spending minimal time on it.
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2007 - Present · 19 yrs 2 mos
Raymond James & Associates, INC.Broker
February 2007 - Present · 19 yrs 3 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
March 1995 - February 2007 · 11 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - February 2007 · 11 yrs 11 mos
Thomson Mckinnon Securities INC.Broker
January 1988 - August 1988 · 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1986 - January 1988 · 1 yr 5 mos
State Registrations18 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.