WG
WG

William Gamble

38 Years of Experience
Fort Lauderdale, FL
4 DisclosuresBroker

William Gamble is a registered investment advisor, based in Fort Lauderdale, FL, with 38 years of industry experience.

Location

515 E Las Olas Blvd, Fl 7, Fort Lauderdale, FL, 33301

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022
Settled
Customer Dispute
November 2003
Denied
Customer Dispute
July 2000
Denied
Criminal
November 1996
Final Disposition
Other Business Activities

William is the 100% owner of Gamble 610 LLC, through which he rents out a duplex, spending minimal time as a landlord. He is also a member of JMM Stables, involved in thoroughbred horse racing, dedicating minimal time to this activity.

Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
March 2016 - February 2021 · 4 yrs 11 mos
Bb&t Securities, LLCBroker
March 2016 - February 2021 · 4 yrs 11 mos
Wells Fargo Advisors, LLCBroker
October 2000 - March 2016 · 15 yrs 5 mos
Wells Fargo Advisors, LLC
October 2000 - March 2016 · 15 yrs 5 mos
First Union Brokerage Services, INC.Broker
February 1996 - October 2000 · 4 yrs 8 mos
Fidelity Brokerage Services, INC.Broker
September 1987 - January 1996 · 8 yrs 4 mos
Fidelity Distributors CorporationBroker
July 1986 - February 1987 · 7 mos
State Registrations22 states
AKARCACOCTDCFLGAILKYLAMDMINCNJNYPAPRTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Gamble - Financial Advisor | TrueAdvisor