David Elwell is a registered investment advisor at LPL Financial LLC, based in Des Moines, IA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Des Moines, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is the sole owner of Elwell Financial Services, Inc. He is also involved with the US Army Reserve, JPE Family Corporation, Midwest Commercial Real Estate Services, LLC, and Benjamin Companies LLC, dedicating minimal time to each of these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Brenton Investments, INC.Broker
Hawkeye Investor Center, INC.Broker
Broker Dealer Financial Services CORP.Broker
Dickinson & CO.Broker
Investors Management Group, LTD.Broker
American Express Financial Advisors INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.