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Thomas Ganun

Wells Fargo Advisors
39 Years of Experience
Yorktown, VA
4 DisclosuresBroker
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Thomas Ganun is a registered investment advisor at Wells Fargo Advisors, based in Yorktown, VA, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

101 Amory Ln, Yorktown, VA, 23692

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Customer Dispute
December 2008
Denied
Customer Dispute
September 2008
Denied
Customer Dispute
December 1995
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
November 2002 - Present · 23 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2002 - Present · 24 yrs 4 mos
Previous Registrations
Wachovia Securities, INC.Broker
February 2000 - June 2002 · 2 yrs 4 mos
Wachovia Brokerage ServiceBroker
January 1998 - February 2000 · 2 yrs 1 mo
Central Fidelity Securities, INC.Broker
January 1997 - January 1998 · 1 yr
Jmc Financial CorporationBroker
January 1995 - December 1996 · 1 yr 11 mos
Crestar Securities CorporationBroker
April 1994 - January 1995 · 9 mos
Olde Discount CorporationBroker
August 1992 - November 1993 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
January 1989 - August 1992 · 3 yrs 7 mos
Brokers Securities, INC.Broker
January 1987 - January 1989 · 2 yrs
First Jersey Securities, INC.Broker
September 1986 - December 1986 · 3 mos
State Registrations27 states
ALARAZCACODEFLGAILKSKYMDMEMIMSNCNHNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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