Thomas Ruggiero is a registered investment advisor, based in Melbourne, FL, with 33 years of industry experience.
Location
3159 Alzante Circle Suite, Suite 102B., Melbourne, FL, 32940
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the CEO of Ruggiero Investments, an RIA, and spends nearly full-time on this role. He also owns several other businesses, including insurance agencies, a consulting firm, a holding company, an invention company, and a succession planning business, dedicating minimal time to each.
Employment History
Current Registrations
Finalis Securities LLCBroker
Finalis Securities LLC
Ruggiero Investments
Previous Registrations
Calton & Associates, INC.Broker
Dominion Investor Services, INC.Broker
Newport Coast Securities, INC.Broker
Sterne Agee Investment Advisors, INC.
Sterne Agee Financial Services, INC.Broker
Jesup & Lamont Advisors
Jesup & Lamont Securities CORPBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Investors Security Company, INC.Broker
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
Hsbc Brokerage (USA) INC.Broker
Citicorp Investment ServicesBroker
Citicorp Investment ServicesBroker
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
Landmark Brokerage Services, INC.Broker
Fahnestock & CO., INC.Broker
Vantage Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
I. A. Rabinowitz & CO.Broker
Investors Center, INC.Broker
J. T. Moran & CO., INC.Broker
Greeley Securities, INC.Broker
Macpeg, Ross, O'connell & Goldaber, INC.Broker
State Registrations3 states
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