PR
PR

Peter Ryan

36 Years of Experience
Short Hills, NJ
Broker

Peter Ryan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Short Hills, NJ, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

51 John F Kennedy Pkwy, Short Hills, NJ, 07078

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2011 - Present · 15 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - Present · 15 yrs 2 mos
Previous Registrations
Hamilton Cavanaugh & Associates, INC.Broker
August 1995 - January 2011 · 15 yrs 5 mos
Diversified Investors Securities CORP.Broker
January 1994 - April 1995 · 1 yr 3 mos
Metropolitan Life Insurance CompanyBroker
January 1992 - March 1996 · 4 yrs 2 mos
Metlife Securities INC.Broker
January 1992 - March 1992 · 2 mos
Mony Securities CORP.Broker
June 1989 - January 1994 · 4 yrs 7 mos
The Mutual Life Insurance Company of New YorkBroker
June 1989 - October 1990 · 1 yr 4 mos
J & H Equity CorporationBroker
June 1986 - October 1986 · 4 mos
State Registrations16 states
AZCACTDCFLGAMSNCNJNMNYPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.