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Joe Hall

Integrated Wealth Concepts LLC
25 Years of Experience
Littleton, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Joe Hall is a registered investment advisor at Integrated Wealth Concepts LLC, based in Littleton, CO, with 25 years of industry experience. Joe is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.

Integrated Wealth Concepts LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
480 advisors
Number of Clients
29,848 clients
Average Client Portfolio
$790K average
Assets Under Management
$23.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10789 Bradford Road, Suite 204, Littleton, CO, 80127

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joe is an exclusive insurance broker since 2019, dedicating minimal time to this activity. He is also involved with Totemic Enterprises LLC and Integrated Wealth Concepts LLC, spending a significant amount of time providing investment advisory services through these entities.

Employment History
Current Registrations
Integrated Wealth Concepts LLC
February 2021 - Present · 5 yrs 8 mos
LPL Financial LLCBroker
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
LPL Financial LLC
December 2017 - December 2019 · 2 yrs
Level Four Advisory Services
January 2014 - February 2021 · 7 yrs 1 mo
LPL Financial LLC
June 2007 - October 2015 · 8 yrs 4 mos
A. G. Edwards & Sons, INC.
August 2005 - June 2007 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
July 2003 - June 2007 · 3 yrs 11 mos
Linsco/private Ledger CORP.Broker
January 2001 - August 2003 · 2 yrs 7 mos
State Registrations16 states
AZCACOFLIAILLAMNNCNEOHOKPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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