Vernon Sanftner
Vernon Sanftner is a registered investment advisor at LPL Financial LLC, based in West Des Moines, IA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6600 Westown Pkwy Ste 260, West Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Vernon is involved in several outside business activities. He spends full-time working for Aspen Financial Services, Inc. as a retail broker, minimal time with Jackson National Life and Investment Services of Iowa, LLC selling non-variable insurance, and minimal time as President/Owner of B 3 Builders, LLC, a home building company.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Union Securities, INC.Broker
Principal Financial Securities,inc.Broker
Kirkpatrick, Pettis, Smith, Polian INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.