Holly Wallace
Holly Wallace is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
75 Rockefeller Plz, New York, NY, 10019
Get directionsHistory
Regulatory History (5)
Customer Dispute
July 2008Customer Dispute
July 2008Customer Dispute
August 2001Customer Dispute
December 2000Customer Dispute
March 2000Other Business Activities
Holly is the founder of the Wallace Foundation and the Wallace and Baum Family Foundation, both charitable organizations supporting educational opportunities and scholarships. She dedicates minimal time to directing investments for these foundations.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.