George Marshall
George Marshall is a registered investment advisor at LPL Financial LLC, based in Clifton Park, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Clifton Park, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George is an assistant at G.J. Marshall Enterprises Inc, a FINRA Industry Arbitrator, owner of Marshall Associate Financial Professionals and Marshall Associates (tax preparation). He also works as an insurance agent selling fixed annuities, dedicating about half his time to his role as a Registered Representative.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Bryn Mawr Securities INC.Broker
Tucker, Anthony & R. L. Day, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.