James Neaylon
James Neaylon is a registered investment advisor at Innovation Partners LLC, based in Chicago, IL, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Innovation Partners LLC offers managed account programs where clients pay a fee for portfolio management services. The fees are a percentage of the assets managed, with a maximum annual fee of 3%, which is negotiable. The fees are calculated and deducted from the client's account by the custodian, either quarterly or monthly. Clients may also incur transaction and miscellaneous charges.
Location
Chicago, IL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved with several non-profit organizations, including the Illinois Manufacturing Foundation, Family Service Center, and Holy Family Ministries, dedicating minimal time to each. He also sells life insurance, spending nearly full-time hours on this activity.
Employment History
Current Registrations
Innovation Partners LLCBroker
Innovation Partners LLC
Ip Financial Advisory Services LLC
Previous Registrations
Equitable Advisors, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
G. R. Phelps & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.