TF
CFP
TF
CFP

Thomas Fisher

37 Years of Experience
Hudson, MA
1 DisclosureBrokerSells Insurance

Thomas Fisher is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Hudson, MA, with 37 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1 Cabot Rd, #225, Hudson, MA, 01749

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History

Regulatory History (1)
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Customer Dispute
October 2016
Denied
Other Business ActivitiesSells Insurance

Thomas is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 1991, dedicating a few hours per week. He also provides financial services as a financial professional with True Wealth Advisor Group, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
February 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2023 - June 2023 · 4 mos
Sagepoint Financial, INC.Broker
November 2017 - February 2023 · 5 yrs 3 mos
Sagepoint Financial, INC.
November 2017 - February 2023 · 5 yrs 3 mos
Sii Investments, INC.
July 2007 - November 2017 · 10 yrs 4 mos
Sii Investments, INC.Broker
June 2007 - November 2017 · 10 yrs 5 mos
Legacy Advisory Services, INC.
July 1999 - July 2007 · 8 yrs
Legacy Financial Services, INC.Broker
January 1997 - July 2007 · 10 yrs 6 mos
Investors Capital CORP.Broker
December 1995 - December 1996 · 1 yr
Multi-Financial Securities CorporationBroker
April 1993 - December 1993 · 8 mos
American Express Financial Advisors INC.Broker
July 1986 - April 1993 · 6 yrs 9 mos
State Registrations7 states
FLMAMDMENHPARI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.