Thomas Fisher
Thomas Fisher is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Hudson, MA, with 38 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1 Cabot Rd, #225, Hudson, MA, 01749
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Regulatory History (1)
Customer Dispute
October 2016Other Business ActivitiesSells Insurance
Thomas is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 1991, dedicating a few hours per week. He also provides financial services as a financial professional with True Wealth Advisor Group, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Sii Investments, INC.
Sii Investments, INC.Broker
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Investors Capital CORP.Broker
Multi-Financial Securities CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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