Lisa Gabriel
Lisa Gabriel is a CFP, ChFC-designated registered investment advisor at Pinafore Wealth Counsel INC., based in Durham, NC, with 21 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 105 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.5M | 1.00% |
| $1.5M - $2.5M | 0.75% |
| $2.5M+ | 0.50% |
Fees may be negotiable. Account values of family members may be combined to determine the applicable advisory fee.
Fee Estimator
Location
3622 Lyckan Pkwy, Ste 3004, Durham, NC, 27707
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is an independent insurance agent for various insurance companies. She is also a board member and occasional teacher at Duke University's Osher Lifelong Learning Institute, focusing on financial planning topics. Additionally, Lisa is a managing member of Pinafore Properties, LLC (since 2012) and owner of Colony Rental, LLC (since 2019), both related to residential rental homes, dedicating minimal time to these ventures.
Employment History
Current Registrations
Pinafore Wealth Counsel INC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
Sunset Financial Services, INC.
Kavar Capital Partners, LLC
Securian Financial Services, INC.
Securian Financial Services, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.