BW
BW

Benjamin Troy Warwick

29 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningTax PlanningEducation PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
312 clients
Average Client Portfolio
$933K average
Assets Under Management
$291.2M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
Minimum Annual Fee:$2,500
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Location

9635 Maroon Circle, Suite 440, Englewood, CO, 80112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is the CEO of Quantitative Equity Strategies, LLC, a quantitative firm, dedicating full-time hours to this role. He also serves as a Senior Portfolio Manager at Advisors Preferred LLC, consulting on an equities portfolio, requiring minimal time.

Employment History
Current Registrations
Tandem Financial, LLC
September 2025 - Present · 5 mos
Advisors Preferred LLC
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Sovereign Private Equity Management, LLC
January 2023 - December 2024 · 1 yr 11 mos
Aveo Capital Partners, LLC
June 2020 - October 2025 · 5 yrs 4 mos
Fort Point Capital Partners LLC
May 2017 - July 2020 · 3 yrs 2 mos
Frontier Solutions, LLCBroker
January 2017 - June 2017 · 5 mos
Frontier Solutions, LLCBroker
November 2010 - January 2013 · 2 yrs 2 mos
Omnivest, INC.Broker
April 2007 - March 2009 · 1 yr 11 mos
Sovereign Wealth Management INC
February 2007 - November 2010 · 3 yrs 9 mos
Occam Capital Advisors, LLC
September 2004 - December 2005 · 1 yr 3 mos
Sovereign Private Equity Management, LLC
August 2004 - December 2022 · 18 yrs 4 mos
Rydex Distributors, INC.Broker
April 2003 - October 2006 · 3 yrs 6 mos
Bornhoft Group Securities CorporationBroker
February 1997 - March 2001 · 4 yrs 1 mo
Interstate/johnson Lane CorporationBroker
April 1992 - January 1995 · 2 yrs 9 mos
Blackstock & CO., INC.Broker
July 1986 - October 1986 · 3 mos
State Registrations3 states
COMDTX
Advisor
Exams
No exam information available for this advisor.