Benjamin Warwick is a registered investment advisor at Tandem Financial, LLC, based in Rockville, MD, with 29 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 312 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Tandem Financial charges a calendar quarterly investment management fee based on the average daily balance of your account. The maximum annual advisory fee is 1.25%. A minimum annual fee of $2,500 per household may be imposed, but advisory fees are negotiable. The custodian will debit your account directly for the advisory fee and pay that fee to Tandem Financial.
Location
1445 Research Boulevard, #530, Rockville, MD, 20850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Benjamin is the CEO of Quantitative Equity Strategies, LLC, a quantitative firm, dedicating full-time hours to this role. He also serves as a Senior Portfolio Manager at Advisors Preferred LLC, consulting on an equities portfolio, requiring minimal time.
Employment History
Current Registrations
Tandem Financial, LLC
Advisors Preferred LLC
Previous Registrations
Sovereign Private Equity Management, LLC
Aveo Capital Partners, LLC
Fort Point Capital Partners LLC
Frontier Solutions, LLCBroker
Frontier Solutions, LLCBroker
Omnivest, INC.Broker
Sovereign Wealth Management INC
Occam Capital Advisors, LLC
Sovereign Private Equity Management, LLC
Rydex Distributors, INC.Broker
Bornhoft Group Securities CorporationBroker
Interstate/johnson Lane CorporationBroker
Blackstock & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.