John Mcgovern
John Mcgovern is a registered investment advisor at UBS Financial Services INC., based in Santa Barbara, CA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
222 E. Carrillo St., Suite 106, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (5)
Judgment / Lien
April 2013Customer Dispute
November 2012Customer Dispute
May 2009Customer Dispute
December 2008Customer Dispute
March 2008Other Business Activities
John owns Big Johnny's Motorcars, where he buys, sells, and rents vintage cars, and is also a partner/owner in a home. He is also the President of Malavia Farms, a horse training business, but has no duties or responsibilities.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.