UBS Financial Services provides a wide array of financial services, including customized financial planning, wealth management, and brokerage services. As a registered investment advisor and broker-dealer, UBS helps clients assess their financial situation and pursue long-term objectives through collaborative planning. The firm's financial planning services cover areas such as retirement planning, education funding, insurance planning, employee equity benefits, tax considerations, and estate and legacy planning. Depending on the client's needs, UBS utilizes different analytical tools, such as Financial Goal Analysis and Preferred Planning, to generate personalized reports and asset allocation strategies. While the firm's financial planning services do not include discretionary investment management or implementation, UBS offers various separate advisory programs, wrap fee programs, and brokerage services for clients who wish to execute investment strategies. UBS serves a diverse clientele consisting largely of individuals, as well as corporations, trusts, estates, and institutional entities, drawing on the global resources of its parent company, UBS Group AG.
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
