Judson Smith
Judson Smith is a registered investment advisor at Stonex Advisors INC., based in Hoover, AL, with 39 years of industry experience. Judson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
Hoover, AL
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2009Employment Separation After Allegations
January 2002Other Business Activities
Judson works as a school bus driver, dedicating about a quarter of his time. He also provides financial advice to his existing clients through Judson Smith Wealth Management, spending a few hours per week on this activity.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Asset Management, INC.
Pryor Mccormick
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
Howard, Weil, Labouisse, Friedrichs INC.Broker
Buchanan & CO., INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.