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Judson Smith

Stonex Advisors INC.
40 Years of Experience
Hoover, AL
2 DisclosuresBroker
View SEC Summary
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Judson Smith is a registered investment advisor at Stonex Advisors INC., based in Hoover, AL, with 40 years of industry experience. Judson is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Hoover, AL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
Employment Separation After Allegations
January 2002
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Judson works as a school bus driver, dedicating about a quarter of his time. He also provides financial advice to his existing clients through Judson Smith Wealth Management, spending a few hours per week on this activity.

Employment History
Current Registrations
Stonex Advisors INC.
June 2016 - Present · 10 yrs 4 mos
Stonex Securities INC.Broker
October 2012 - Present · 14 yrs
Previous Registrations
Sterne Agee Asset Management, INC.
August 2014 - June 2016 · 1 yr 10 mos
Pryor Mccormick
June 2013 - August 2014 · 1 yr 2 mos
Sterne Agee Asset Management, INC.
August 2007 - May 2014 · 6 yrs 9 mos
Sterne, Agee & Leach, INC.Broker
August 2007 - October 2012 · 5 yrs 2 mos
Wachovia Securities, LLC
July 2003 - August 2007 · 4 yrs 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2007 · 4 yrs 1 mo
Prudential Securities Incorporated
December 2002 - July 2003 · 7 mos
Prudential Securities IncorporatedBroker
January 2002 - July 2003 · 1 yr 6 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - January 2002 · 13 yrs 3 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
October 1987 - October 1988 · 1 yr
Buchanan & CO., INC.Broker
September 1986 - October 1987 · 1 yr 1 mo
State Registrations8 states
ALARCACOFLMSNCNE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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