Robert Shea is a registered investment advisor at Morgan Stanley, based in Colchester, VT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
105 West View Road, 5th Floor, Colchester, VT, 05446
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
January 2006 - June 2009 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
November 2005 - June 2009 · 3 yrs 7 mos
Janney Montgomery Scott LLCBroker
April 2003 - November 2005 · 2 yrs 7 mos
Commerzbank Capital Markets CORP.Broker
March 2001 - March 2003 · 2 yrs
Barclays Capital INC.Broker
June 1997 - June 2000 · 3 yrs
Lehman Brothers INC.Broker
January 1996 - December 1996 · 11 mos
State Registrations31 states
ARAZCACOCTFLGAILKSKYMAMDMEMIMOMTNCNHNVNYOHPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.