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David Feigeles

Oppenheimer & CO. INC.
37 Years of Experience
Melville, NY
2 DisclosuresBroker
View SEC Summary
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David Feigeles is a registered investment advisor at Oppenheimer & CO. INC., based in Melville, NY, with 37 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

401 Broadhollow Rd, Suite 401, Melville, NY, 11747

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2026
Pending
Customer Dispute
December 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
November 2007 - Present · 18 yrs 11 mos
Oppenheimer & CO. INC.Broker
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Cibc World Markets CORP.Broker
March 2000 - January 2003 · 2 yrs 10 mos
Garban LLCBroker
November 1998 - September 1999 · 10 mos
Cantor Fitzgerald SecuritiesBroker
September 1990 - November 1998 · 8 yrs 2 mos
Garban LimitedBroker
February 1989 - August 1990 · 1 yr 6 mos
Garban Securities, INC.Broker
February 1989 - August 1990 · 1 yr 6 mos
Mki Securities CORP.Broker
May 1988 - November 1988 · 6 mos
State Registrations40 states
AZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMONCNENHNJNMNVNYOHORPAPRRISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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