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Walter Gundlach

Newedge Advisors
36 Years of Experience
New Orleans, LA
4 DisclosuresBroker
View SEC Summary
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Walter Gundlach is a registered investment advisor at Newedge Advisors, based in New Orleans, LA, with 36 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

639 Loyola Ave, Suite 2100, New Orleans, LA, 70113

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
Customer Dispute
April 2008
Settled
Customer Dispute
July 2004
Closed-No Action
Employment Separation After Allegations
May 2001
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Walter is involved with several investment advisory businesses, including Gulf Point Advisors, GWM Advisors LLC, Goss Advisors, and NewEdge Advisors, LLC, dedicating a significant amount of time to these activities. He also serves as a board member for Resource Bank and has a business entity for tax/investment purposes.

Employment History
Current Registrations
Newedge Advisors
November 2016 - Present · 9 yrs 11 mos
LPL Financial LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - November 2016 · 8 yrs 1 mo
J.P. Morgan Securities LLC
October 2008 - May 2012 · 3 yrs 7 mos
J. P. Morgan Securities INC.
September 2006 - October 2008 · 2 yrs 1 mo
J.P. Morgan Securities INC.Broker
July 2006 - October 2008 · 2 yrs 3 mos
Jpmorgan Securities INC
September 2002 - September 2006 · 4 yrs
Banc One Securities CorporationBroker
July 2002 - July 2006 · 4 yrs
Hibernia Investments, L.L.C.Broker
January 1993 - June 2001 · 8 yrs 5 mos
Cna Investor Services, INC.Broker
February 1991 - March 1992 · 1 yr 1 mo
Scharff & Jones, INC.Broker
September 1986 - August 1989 · 2 yrs 11 mos
State Registrations8 states
AZCACOFLLAMSTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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