Walter Gundlach
Walter Gundlach is a registered investment advisor at Newedge Advisors, based in New Orleans, LA, with 35 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
639 Loyola Ave, Suite 2100, New Orleans, LA, 70113
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2009Customer Dispute
April 2008Customer Dispute
July 2004Employment Separation After Allegations
May 2001Other Business Activities
Walter is involved with several investment advisory businesses, including Gulf Point Advisors, GWM Advisors LLC, Goss Advisors, and NewEdge Advisors, LLC, dedicating a significant amount of time to these activities. He also serves as a board member for Resource Bank and has a business entity for tax/investment purposes.
Employment History
Current Registrations
Newedge Advisors
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Jpmorgan Securities INC
Banc One Securities CorporationBroker
Hibernia Investments, L.L.C.Broker
Cna Investor Services, INC.Broker
Scharff & Jones, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.