CFP

James Bruno

39 Years of Experience

West Lake Village, CA

1 DisclosureBrokerSells Insurance

James Bruno is a CFP-designated registered investment advisor, based in West Lake Village, CA, with 39 years of industry experience.

Location

141 Dusenberg Drive, Suite 8, West Lake Village, CA, 91362-3416

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History

Regulatory History (1)

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Customer Dispute

July 2006

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James owns rental property through B/C Legacy Properties, LLC, dedicating minimal time to managing utilities. He is also an agent for Avantax Insurance Agency, LLC, and may sell various annuity and insurance products, spending a few hours per week on this. Additionally, James serves as a Commissioner on the City of Thousand Oaks Council on Aging, dedicating minimal time to advising the City Council on matters regarding older adults.

Employment History

Current Registrations

Cetera Investment Advisers LLC

September 2025 - Present · 10 mos

Cetera Wealth Services, LLCBroker

September 2025 - Present · 10 mos

Previous Registrations

Avantax Advisory Services

September 1999 - September 2025 · 26 yrs

Avantax Investment Services, INC.Broker

August 1986 - September 2025 · 39 yrs 1 mo

State Registrations11 states

AZCACOIDILMDMONVTNTXWA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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