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Robert Laterza is a registered investment advisor at Morgan Stanley, based in New York, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (3)
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Customer Dispute
September 2009Settled
Customer Dispute
July 2008Settled
Customer Dispute
September 2000Settled
Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
May 2007 - October 2021 · 14 yrs 5 mos
Citigroup Global Markets INC.Broker
May 2007 - October 2021 · 14 yrs 5 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Financial Horizons Securities CorporationBroker
February 1993 - July 1995 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
October 1992 - May 2007 · 14 yrs 7 mos
John Hancock Distributors, INC.Broker
September 1992 - November 1992 · 2 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1992 - November 1992 · 2 mos
Calvert Securities CorporationBroker
January 1992 - July 1992 · 6 mos
Personal Asset Management LTD.Broker
June 1989 - August 1996 · 7 yrs 2 mos
Equico Securities, INC.Broker
January 1989 - January 1989 · 0 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1989 - January 1989 · 0 mos
Cigna Securities, INC.Broker
August 1986 - December 1987 · 1 yr 4 mos
State Registrations11 states
CACTFLMAMDNCNJNYPAVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.