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Randy Siller

Hightower Advisors, LLC
40 Years of Experience
Rye Brook, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Randy Siller is a registered investment advisor at Hightower Advisors, LLC, based in Rye Brook, NY, with 40 years of industry experience. Randy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Hightower Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1044 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

View Full SEC Brochure

Location

800 Westchester Ave, Rye Brook, NY, 10573

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1996
Final
Employment Separation After Allegations
August 1995
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Randy is a member of Siller and Cohen LLC, an entity used to pay business expenses, since 2009. He also offers fixed life settlements and various insurance products, including accident/health, disability, fixed annuities, LTC, and life insurance, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Hightower Advisors, LLC
January 2021 - Present · 5 yrs 9 mos
Hightower Securities, LLCBroker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
The Lincoln National Life Insurance CompanyBroker
March 2000 - June 2006 · 6 yrs 3 mos
Lincoln Financial Advisors Corporation
September 1999 - December 2020 · 21 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - December 2020 · 22 yrs 6 mos
Cigna Financial Advisors,inc.Broker
August 1986 - June 1998 · 11 yrs 10 mos
State Registrations32 states
AZCACOCTDCDEFLGAILKSKYLAMAMDMENCNJNMNVNYOHORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Randy Siller - Financial Advisor | TrueAdvisor