Larry Toole
Larry Toole is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Kansas City, MO, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
4622 Pennsylvania Avenue, Suite 1210, C, Kansas City, MO, 64112
Get directionsHistory
Regulatory History (6)
Customer Dispute
September 2017Customer Dispute
May 2014Customer Dispute
June 2009Customer Dispute
November 2008Customer Dispute
June 2006Customer Dispute
April 2005Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Rowland, Simon & CO.Broker
R. Rowland & CO., IncorporatedBroker
State Registrations30 states
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