ME
ME

Melvin Ellis

39 Years of Experience
Raleigh, NC
Broker

Melvin Ellis is a registered investment advisor at Morgan Stanley, based in Raleigh, NC, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3800 Glenwood Avenue, Suite 500, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Melvin serves as executor/co-executor for an estate and trustee/co-trustee for a trust, both in Raleigh, North Carolina. These activities are investment-related and take minimal time overall.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
December 2001 - February 2006 · 4 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
August 1989 - February 2006 · 16 yrs 6 mos
Thomson Mckinnon Securities INC.Broker
February 1988 - August 1989 · 1 yr 6 mos
Carolina Securities CorporationBroker
July 1987 - February 1988 · 7 mos
Marion Bass Securities CorporationBroker
August 1986 - July 1987 · 11 mos
State Registrations13 states
COCTDCFLMNNCNENYOKPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.