TQ
TQ

Thomas Quigley

39 Years of Experience
Eau Claire, WI
Broker

Thomas Quigley is a registered investment advisor at RBC Capital Markets, LLC, based in Eau Claire, WI, with 39 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

401 Pinnacle Way, Suite 152, Eau Claire, WI, 54701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns commercial land with the intent to sell it in the future and is a member of the Cleghorn Lions Club, volunteering in the community. He also serves on the Board of Directors for St. Ambrose Financial Services Inc., dedicating minimal time to each activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 1998 - Present · 28 yrs 1 mo
RBC Capital Markets, LLCBroker
March 1998 - Present · 28 yrs 2 mos
RBC Capital Markets, LLC
March 1998 - Present · 28 yrs 2 mos
Previous Registrations
Dain Rauscher IncorporatedBroker
September 1994 - March 1998 · 3 yrs 6 mos
Edward D. Jones & CO., L.P.Broker
July 1986 - September 1994 · 8 yrs 2 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.