James Henson
James Henson is a registered investment advisor at Osaic Wealth, INC., based in Chattanooga, TN, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3069 Broad Street, Suite 6, Chattanooga, TN, 37408
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an investment advisor representative (IAR) with FSC Securities/Marketing DBA Citadel Financial & Retirement Solutions, LLC, spending about half his time assisting clients with financial planning, investment portfolio management, and estate/retirement planning. James also owns Citadel Financial & Retirement Solutions LLC, dedicating minimal time to determining insurance needs and assembling data for clients.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Prudential Securities IncorporatedBroker
State Registrations7 states
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