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Richard Pascoe

Raymond James Financial Services Advisors, INC
39 Years of Experience
Kingston, PA
4 DisclosuresBroker
View SEC Summary
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Richard Pascoe is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Kingston, PA, with 39 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

479 Northampton Street, Kingston, PA, 18704

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Settled
Customer Dispute
September 2007
Closed-No Action
Customer Dispute
February 2006
Settled
Customer Dispute
April 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard owns Richard A. Pascoe Financial Services, a support company for payroll distribution from Raymond James, dedicating minimal time. He also owns a tax preparation service, spending about 10-20% of his time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2012 - Present · 14 yrs 5 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 9 mos
Previous Registrations
Robert Thomas Securities, INCBroker
March 1996 - January 1999 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1987 - March 1996 · 8 yrs 11 mos
Blinder, Robinson & Co.,inc.Broker
November 1986 - February 1987 · 3 mos
State Registrations11 states
AZCACTFLMDNCNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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