Robert Brennan is a registered investment advisor, based in Redding, CA, with 39 years of industry experience.
Location
434 Redcliff Drive, Suite A, Redding, CA, 96002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
February 2024 - Present · 2 yrs 5 mos
Allworth Financial, L.P.
February 2024 - Present · 2 yrs 5 mos
Aw Securities
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
LPL Financial LLC
September 2018 - February 2024 · 5 yrs 5 mos
LPL Financial LLCBroker
September 2018 - February 2024 · 5 yrs 5 mos
Cetera Advisor Networks LLC
July 1997 - October 2018 · 21 yrs 3 mos
Cetera Advisor Networks LLCBroker
April 1988 - October 2018 · 30 yrs 6 mos
First Affiliated Securities, INC.Broker
August 1986 - April 1988 · 1 yr 8 mos
State Registrations23 states
AZCACOCTFLHIIDINKSLAMNMONCNENVNYOHOKORTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.