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Robyn Simons

Promontory Financial Planning, LLC
40 Years of Experience
Layton, UT
2 DisclosuresSells Insurance
View SEC Summary
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Robyn Simons is a registered investment advisor at Promontory Financial Planning, LLC, based in Layton, UT, with 40 years of industry experience. Robyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 570 clients with $320M in assets under management.

Promontory Financial Planning, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
570 clients
Average Client Portfolio
$560K average
Assets Under Management
$319.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Promontory Financial Planning charges no more than 2% annually for accounts. Fees and account minimums may be negotiable based on portfolio size, aggregate amount invested, and the simplicity of the asset allocation or services required.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

944 E Gordon Ave, Layton, UT, 84040

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Settled
Customer Dispute
January 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robyn is an insurance agent for Valentine Insurance and Rob Simons, Inc. since 1986, selling health and fixed insurance, and a committee member for the Museum of Clean since 2017, dedicating minimal time to each activity.

Employment History
Current Registrations
Promontory Financial Planning, LLC
October 2017 - Present · 9 yrs
Previous Registrations
Bfc Planning, INC.
January 2014 - September 2017 · 3 yrs 8 mos
Berthel Fisher & Company Financial Services, INC.
February 2008 - December 2013 · 5 yrs 10 mos
Berthel, Fisher & Company Financial Services, INC.Broker
February 2008 - September 2017 · 9 yrs 7 mos
Money Concepts Capital CORP
July 2002 - February 2008 · 5 yrs 7 mos
Money Concepts Capital CORPBroker
June 2002 - February 2008 · 5 yrs 8 mos
Zions Investment Securities, INC.Broker
January 2001 - July 2002 · 1 yr 6 mos
First Union Securities, INC.Broker
May 2000 - February 2001 · 9 mos
Financial Network Investment CorporationBroker
December 1999 - May 2000 · 5 mos
First Security Van Kasper, INC.Broker
July 1999 - December 1999 · 5 mos
First Security Investor Services, INC.Broker
September 1996 - July 1999 · 2 yrs 10 mos
Locust Street Securities, INC.Broker
January 1996 - September 1996 · 8 mos
Pruco Securities CorporationBroker
September 1986 - January 1996 · 9 yrs 4 mos
State Registrations1 state
UT
Advisor

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Exams
No exam information available for this advisor.
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