HB
HB

Hudson Bazemore

37 Years of Experience
Winston Salem, NC
Broker

Hudson Bazemore is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Winston Salem, NC, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

380 Knollwood St, Winston Salem, NC, 27103

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2006 - Present · 19 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2006 - Present · 19 yrs 11 mos
Previous Registrations
Gpc Securities, INC.Broker
January 1999 - December 2007 · 8 yrs 11 mos
Invesco Distributors, INC.Broker
July 1998 - January 1999 · 6 mos
Aon Securities CorporationBroker
September 1997 - July 1998 · 10 mos
Nationwide Investment Services CorporationBroker
July 1996 - July 1997 · 1 yr
Nationwide Advisory Services, INC.Broker
April 1993 - July 1996 · 3 yrs 3 mos
Gna Securities, INC.Broker
March 1990 - May 1993 · 3 yrs 2 mos
Security First Financial, INC.Broker
November 1989 - February 1990 · 3 mos
Private Ledger Financial Services, IncorporatedBroker
April 1987 - November 1987 · 7 mos
The Stuart-James Company, INC.Broker
July 1986 - April 1987 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hudson Bazemore - Financial Advisor | TrueAdvisor