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Eric Sanborn

33 Years of Experience
Concord, NH
BrokerSells Insurance

Eric Sanborn is a registered investment advisor, based in Concord, NH, with 33 years of industry experience.

Location

1 Eagle Square, Ste 512, Concord, NH, 03301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eric is the owner/advisor of On Track Financial, LLC, a Registered Investment Advisor, dedicating full-time hours to this role. He is also a member of Jason & Charles LLC, a real estate holding company, spending a few hours per week on building management. Finally, Eric is a licensed insurance agent selling fixed insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2016 - Present · 9 yrs 8 mos
On Track Financial LLC
January 2003 - Present · 23 yrs 4 mos
Previous Registrations
Investors Capital Advisory
October 2015 - September 2016 · 11 mos
Investors Capital CORP.Broker
November 2014 - September 2016 · 1 yr 10 mos
Investors Capital Advisory
July 2014 - July 2014 · 0 mos
Essential Planning, LLC
October 2002 - July 2004 · 1 yr 9 mos
Fis Securities, INC.Broker
February 1997 - April 1999 · 2 yrs 2 mos
Mds Securities IncorporatedBroker
January 1996 - February 1997 · 1 yr 1 mo
440 Financial Distributors, INC.Broker
May 1995 - December 1995 · 7 mos
G. R. Phelps & CO., INC.Broker
November 1992 - June 1995 · 2 yrs 7 mos
Metlife Securities INC.Broker
May 1990 - October 1992 · 2 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
May 1990 - October 1992 · 2 yrs 5 mos
Equico Securities, INC.Broker
June 1988 - January 1990 · 1 yr 7 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1988 - January 1990 · 1 yr 7 mos
State Registrations14 states
CTFLMAMDMEMSNCNHNYOHPARISCSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.