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Charles Stephan

Coordinated Capital Securities, INC.
37 Years of Experience
Strongsville, OH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Stephan is a ChFC-designated registered investment advisor at Coordinated Capital Securities, INC., based in Strongsville, OH, with 37 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 186 clients with $140M in assets under management.

Coordinated Capital Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
186 clients
Average Client Portfolio
$736K average
Assets Under Management
$136.8M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Continuous investment management fees will not exceed 2.00% annually. Investment consulting fees will not exceed 1.50% annually. Fees are negotiable and subject to discounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

10850 Pearl Road #D1, Strongsville, OH, 44136

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is an independent insurance agent with Financial Wealth Builders, selling and servicing life insurance and fixed annuities, dedicating a few hours per week. He also owns Stephan Financial Services and COVA Real Estate, spending minimal time on each.

Employment History
Current Registrations
Coordinated Capital Securities, INC.
December 1999 - Present · 26 yrs 10 mos
Coordinated Capital Securities, INC.Broker
April 1991 - Present · 35 yrs 6 mos
Previous Registrations
Pruco Securities CorporationBroker
September 1995 - October 1995 · 1 mo
Coordinated Capital Securities of Wi INC.Broker
March 1989 - November 1989 · 8 mos
Central States Securities, INC.Broker
February 1988 - August 1988 · 6 mos
Pruco Securities CorporationBroker
August 1986 - January 1988 · 1 yr 5 mos
State Registrations15 states
AZCAFLILKYMAMINCOHPATNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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