David Johanson
David Johanson is a CFP-designated registered investment advisor at Allworth Financial, L.P., based in Campbell, CA, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 26,325 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allworth Financial offers investment management services through a wrap fee program and a non-wrap fee program. You'll pay a percentage of your portfolio each quarter, billed in advance. The exact percentage depends on the type and amount of your investments. There's a $2,500 minimum annual fee. The maximum fee charged is 2.00%. The wrap fee covers advisory services and most trade execution fees. The non-wrap fee program covers advisory services, but does not include trade execution fees.
Location
2105 S. Bascom Avenue, Suite 255, Campbell, CA, 95008
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David services previously placed term life insurance policies as President, dedicating minimal time. He also owns and maintains several rental properties, spending minimal time on each.
Employment History
Current Registrations
Allworth Financial, L.P.
Aw SecuritiesBroker
Previous Registrations
Johanson Financial Advisors, INC.
Apw Capital, INC.Broker
Wealth Design, LLC
LPL Financial Corporation
LPL Financial CorporationBroker
Multi-Financial Securities CorporationBroker
Financial Network Investment CorporationBroker
Royal Alliance Associates, INC.Broker
Multi-Financial Securities CorporationBroker
Marketing One Securities, INC.Broker
Agfc Investment SecuritiesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.