David Johanson is a CFP-designated registered investment advisor, based in Campbell, CA, with 39 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2105 S. Bascom Avenue, Suite 255, Campbell, CA, 95008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David services previously placed term life insurance policies as President, dedicating minimal time. He also owns and maintains several rental properties, spending minimal time on each.
Employment History
Current Registrations
Aw SecuritiesBroker
Allworth Financial, L.P.
Previous Registrations
Johanson Financial Advisors, INC.
Apw Capital, INC.Broker
Wealth Design, LLC
LPL Financial Corporation
LPL Financial CorporationBroker
Multi-Financial Securities CorporationBroker
Financial Network Investment CorporationBroker
Royal Alliance Associates, INC.Broker
Multi-Financial Securities CorporationBroker
Marketing One Securities, INC.Broker
Agfc Investment SecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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