Katrina Falke
Katrina Falke is a registered investment advisor at LPL Financial LLC, based in Woodstock, GA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
230 River Park North Dr,, Woodstock, GA, 30188
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2001Customer Dispute
July 1996Other Business ActivitiesSells Insurance
Katrina owns Denali Wealth Management as a business entity for tax/investment purposes. She also provides investment advisory services through Wealthcare Advisory Partners LLC, taking up nearly all of her time, and is affiliated with The Falke Group Wealth Management, also taking up nearly all of her time. Katrina also writes fixed insurance policies, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
Wealthcare Advisory Partners LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Fortis Group Advisors LLC
LPL Financial LLC
Invest Financial Corporation
Edward D. Jones & CO., L.P.Broker
Invest Financial CorporationBroker
Pacific Rim Securities, INC.Broker
Power Securities CorporationBroker
Blinder, Robinson & CO., INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.