JL
JL

Janet Lee

31 Years of Experience
Seattle, WA
Broker

Janet Lee is a registered investment advisor at Raymond James & Associates, INC., based in Seattle, WA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2288 West Commodore Way, Suite 200, Seattle, WA, 98199

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.
October 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.Broker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2015 - October 2018 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2014 - October 2018 · 3 yrs 11 mos
U.S. Bancorp Investments, INC.Broker
January 2010 - November 2014 · 4 yrs 10 mos
Charles Schwab & CO., INC.Broker
February 2009 - September 2009 · 7 mos
Citigroup Global Markets INC.Broker
June 2006 - December 2008 · 2 yrs 6 mos
Piper Jaffray & CO.Broker
June 2000 - June 2006 · 6 yrs
Morton Clarke Fu & Metcalf INC.Broker
June 1995 - June 2000 · 5 yrs
Invest Financial CorporationBroker
July 1992 - October 1992 · 3 mos
Seafirst Investment Services, INC.Broker
July 1991 - June 1992 · 11 mos
State Registrations3 states
FLPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.