Haswell Franklin is a registered investment advisor, based in San Rafael, CA, with 39 years of industry experience.
Location
4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Haswell operates under several DBAs and entities related to LPL business and investment advisory services, including HUB Retirement and Wealth Management and Franklin Financial Group. He also works as an athletic coach and is involved with Franklin Lacrosse, LLC, dedicating a significant amount of time to these activities.
Employment History
Current Registrations
HUB International Investment Services INC.Broker
HUB International Investment Services INC.
Global Retirement Partners LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations13 states
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