Karin Ulrich-Engel
Karin Ulrich-Engel is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Schaumburg, IL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
10 N Martingale Rd, Schaumburg, IL, 60173
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Karin is a limited partner with a minor income interest in a family-owned oil and natural gas well since 2012. She has no operational responsibilities and dedicates minimal time to this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Harris Investor Services, INC.Broker
Harris Investor Services, INC.
Harrisdirect LLCBroker
Harrisdirect LLC
Harris Investorline INC.Broker
Harris InvestorlineBroker
Ameritas Investment CORP.Broker
Harris Investors Direct, INC.Broker
Laughlin Group Advisors, INC.Broker
Fimco Securities Group, INC.Broker
Comerica SecuritiesBroker
Citicorp Investment ServicesBroker
Financial Horizons Securities CorporationBroker
Secura Investments, INC.Broker
First Chicago Investment Services, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.